| | | | | 2 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 10 | | | |
| | | | | 10 | | | |
| | | | | 11 | | | |
| | | | | 11 | | | |
| | | | | 12 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 15 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 19 | | | |
| | | | | 19 | | | |
| | | | | 19 | | | |
| | | | | 19 | | | |
| | | | | 19 | | | |
| | | | | 20 | | | |
| | | | | 21 | | | |
| | | | | 21 | | | |
| | | | | 21 | | | |
| | | | | 21 | | | |
| | | | | 22 | | | |
| | | | | 22 | | | |
| | | | | 24 | | | |
| | | | | 24 | | | |
| | | | | 26 | | | |
| | | | | 28 | | | |
| | | | | 29 | | | |
| | | | | 30 | | | |
| | | | | 36 | | | |
| | | | | 36 | | | |
| | | | | 36 | | |
Name
|
| |
Age
|
| |
Director Since
|
| |
Board Committee(s)
|
|
Helima Croft | | |
50
|
| |
2021
|
| |
Nominating and Corporate Governance Committee
|
|
Neil de Gelder | | |
69
|
| |
2021
|
| |
Audit Committee and Compensation Committee
|
|
Rell Lafargue | | |
50
|
| |
2021
|
| |
—
|
|
Name
|
| |
Age
|
| |
Director Since
|
| |
Board Committee(s)
|
|
Stephen M. Cook | | |
46
|
| |
2021
|
| |
Nominating and Corporate Governance Committee and Compensation Committee
|
|
Jennifer G. Koss | | |
44
|
| |
2021
|
| |
Audit Committee
|
|
Adam Rothstein | | |
50
|
| |
2021
|
| |
Audit Committee
|
|
Name
|
| |
Age
|
| |
Director Since
|
| |
Board Committee(s)
|
|
Ezra S. Field* | | |
52
|
| |
2021
|
| |
Compensation Committee
|
|
Golnar Khosrowshahi | | |
50
|
| |
2021
|
| |
—
|
|
Ryan P. Taylor | | |
46
|
| |
2021
|
| |
Nominating and Corporate Governance Committee
|
|
Name
|
| |
Audit Committee
|
| |
Compensation
Committee |
| |
Nominating and
Corporate Governance Committee |
|
Stephen M. Cook
|
| |
—
|
| |
X
|
| |
X*
|
|
Helima Croft
|
| |
—
|
| |
—
|
| |
X
|
|
Neil de Gelder
|
| |
X*
|
| |
X
|
| |
X
|
|
Ezra S. Field+
|
| |
X
|
| |
X*
|
| |
—
|
|
Golnar Khosrowshahi
|
| |
—
|
| |
—
|
| |
—
|
|
Jennifer G. Koss
|
| |
X
|
| |
—
|
| |
—
|
|
Rell Lafargue
|
| |
—
|
| |
—
|
| |
—
|
|
Adam Rothstein
|
| |
X
|
| |
—
|
| |
—
|
|
Ryan P. Taylor
|
| |
—
|
| |
—
|
| |
X
|
|
Total meetings in FY 2022
|
| |
5
|
| |
4
|
| |
2
|
|
| |
Board Diversity Matrix (as of July 5, 2022)
|
| | ||||||||||||||||
| | | | | |
Female
|
| | |
Male
|
| | |
Non-Binary
|
| | |
Did Not Disclose
|
| |
| | Board Size | | | ||||||||||||||||
| | Total Number of Directors | | | |
9
|
| | ||||||||||||
| | Part I: Gender Diversity | | | ||||||||||||||||
| | Directors | | | |
3
|
| | |
5
|
| | |
|
| | |
1
|
| |
| | Part II: Demographic Background | | | ||||||||||||||||
| | African American or Black | | | |
1
|
| | |
|
| | |
|
| | |
|
| |
| | Asian | | | |
1
|
| | |
|
| | |
|
| | |
|
| |
| | White | | | |
2
|
| | |
5
|
| | |
|
| | |
|
| |
| | Hispanic or Latinx | | | |
|
| | |
|
| | |
|
| | |
|
| |
| | LGBTQ+ | | | |
|
| | |
|
| | |
|
| | |
|
| |
| | Two or more Races or Ethnicities | | | |
1
|
| | |
|
| | |
|
| | |
|
| |
| | Did Not Disclose | | | | | | | |
1
|
| | | | | | | | | |
Name
|
| |
Age
|
| |
Position(s)
|
|
Golnar Khosrowshahi | | |
50
|
| |
Chief Executive Officer
|
|
Rell Lafargue | | |
50
|
| |
President, Chief Operating Officer
|
|
Jim Heindlmeyer | | |
50
|
| |
Chief Financial Officer
|
|
| | |
Years Ended March 31,
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
Audit fees(1)
|
| | | $ | 495,000 | | | | | $ | 401,889 | | |
Audit-related fees(2)
|
| | | | 1,337,000 | | | | | | 6,250 | | |
Tax fees(3)
|
| | | | 94,277 | | | | | | — | | |
All other fees(4)
|
| | | | — | | | | | | — | | |
Total fees
|
| | | $ | 1,926,277 | | | | | $ | 408,139 | | |
Name and Principal Position
|
| |
Fiscal
Year |
| |
Salary
($) |
| |
Option
Awards ($) |
| |
Stock
Awards(1) ($) |
| |
Non-Equity
Incentive Plan Compensation(2) ($) |
| |
All Other
Compensation(3) ($) |
| |
Total
($) |
| |||||||||||||||||||||
Golnar Khosrowshahi
Chief Executive Officer |
| | | | 2022 | | | | | | 400,000 | | | | | | — | | | | | | 920,000 | | | | | | 200,000 | | | | | | 13,485 | | | | | | 1,533,485 | | |
| | | 2021 | | | | | | 370,000 | | | | | | — | | | | | | — | | | | | | 200,000 | | | | | | 555 | | | | | | 570,555 | | | ||
Rell Lafargue
President & Chief Operating Officer |
| | | | 2022 | | | | | | 370,000 | | | | | | — | | | | | | 570,361 | | | | | | 500,000 | | | | | | 10,459 | | | | | | 1,450,820 | | |
| | | 2021 | | | | | | 367,889 | | | | | | — | | | | | | — | | | | | | 1,408,918 | | | | | | 10,260 | | | | | | 1,787,067 | | | ||
Jim Heindlmeyer
Chief Financial Officer |
| | | | 2022 | | | | | | 247,200 | | | | | | — | | | | | | 103,600 | | | | | | 24,720 | | | | | | 9,446 | | | | | | 384,966 | | |
| | | | | | | | |
Option Awards(1)
|
| |
Stock Awards
|
| ||||||||||||||||||||||||
Name
|
| |
Grant
Date |
| |
Number of
Securities Underlying Exercisable Options (#) |
| |
Option
Exercise Price |
| |
Options
Expiration Date |
| |
Number of
Shares or Units of Stock That Have Not Vested (#)(2) |
| |
Market Value of
Shares or Units of Stock That Have Not Vested ($)(3) |
| ||||||||||||||||||
Golnar Khosrowshahi
|
| | | | 7/28/2021 | | | | | | 352,918 | | | | | $ | 5.11 | | | | | | 5/1/2029 | | | | | | — | | | | | | — | | |
Rell Lafargue
|
| | | | 7/28/2021 | | | | | | 352,918 | | | | | $ | 5.11 | | | | | | 5/1/2029 | | | | | | 63,571 | | | | | | 624,903 | | |
Jim Heindlmeyer
|
| | | | 7/28/2021 | | | | | | 56,466 | | | | | $ | 5.11 | | | | | | 5/1/2029 | | | | | | — | | | | | | — | | |
Name
|
| |
Fiscal
Year |
| |
Fees Earned
($)(1) |
| |
Stock
Awards($)(2) |
| |
Total ($)(3)
|
| ||||||||||||
Stephen M. Cook
|
| | | | 2022 | | | | | | 13,333 | | | | | | — | | | | | | 13,333 | | |
Helima Croft
|
| | | | 2022 | | | | | | 13,333 | | | | | | — | | | | | | 13,333 | | |
Neil de Gelder(4)
|
| | | | 2022 | | | | | | 23,333 | | | | | | — | | | | | | 23,333 | | |
Ezra S. Field(5)
|
| | | | 2022 | | | | | | 33,333 | | | | | | — | | | | | | 33,333 | | |
Golnar Khosrowshahi
|
| | | | 2022 | | | | | | — | | | | | | — | | | | | | — | | |
Jennifer G. Koss
|
| | | | 2022 | | | | | | 13,333 | | | | | | — | | | | | | 13,333 | | |
Rell Lafargue
|
| | | | 2022 | | | | | | — | | | | | | — | | | | | | — | | |
Adam Rothstein
|
| | | | 2022 | | | | | | 13,333 | | | | | | — | | | | | | 13,333 | | |
Ryan P. Taylor
|
| | | | 2022 | | | | | | 13,333 | | | | | | — | | | | | | 13,333 | | |
Name of beneficial owner
|
| |
Shares
beneficially owned |
| |
Percentage
of shares Beneficially owned |
| ||||||
5% Stockholders: | | | | | | | | | | | | | |
Wesbild Inc.(1)
|
| | | | 28,226,573 | | | | | | 44% | | |
ER Reservoir LLC(2)
|
| | | | 13,592,793 | | | | | | 21% | | |
Named Executive Officers and Directors: | | | | | | | | | | | | | |
Golnar Khosrowshahi(3)
|
| | | | 428,855 | | | | | | * | | |
Rell Lafargue(3)
|
| | | | 407,738 | | | | | | * | | |
Jim Heindlmeyer(3)
|
| | | | 75,476 | | | | | | * | | |
Stephen M. Cook(4)
|
| | | | 1,075,814 | | | | | | 2% | | |
Ezra S. Field
|
| | | | 20,000 | | | | | | * | | |
Neil de Gelder
|
| | | | — | | | | | | — | | |
Jennifer G. Koss
|
| | | | — | | | | | | — | | |
Helima Croft
|
| | | | — | | | | | | — | | |
Adam Rothstein(5)
|
| | | | 382,390 | | | | | | * | | |
Ryan P. Taylor(6)
|
| | | | 14,034,293 | | | | | | 22% | | |
All current Directors and Named Executive Officers as a group (10 persons)
|
| | | | 16,424,566 | | | | | | 26% | | |